Publications & Speaking

Published Work on Securities Arbitration

Scott L. Silver writes and speaks regularly on securities arbitration, investment fraud, and investor protection for legal and industry audiences.

Complex investment products are hard to litigate because they are hard to explain. Much of the firm's published work exists for that reason: to set out, for other lawyers and for regulators, how these products are sold and where the responsibility sits when they fail.

Articles and journal contributions

  • The SEC's Increased Investigatory Focus on 'AI Washing' Is Creating a New Opportunity for SEC Whistleblowers

    Law.com · August 19, 2025

  • SEC Whistleblower Program: What to Expect Under the Trump Administration

    Law.com · February 3, 2025

  • In Defense of SEC Whistleblower Short Sellers

    Law.com · July 17, 2024

  • CFTC Eyeing Leveraged Precious Metals Investment Programs

    Law360 · February 21, 2023

  • Disparate Accountability for Robinhood Platform and Its CEO

    Law360 · March 9, 2021

  • Understanding Securities Arbitration

    American Association for Justice, Trial Magazine · April 2015

  • SEC Whistleblower Incentives Under the Dodd-Frank Wall Street Reform Act

    PIABA Bar Journal, Vol. 18, No. 2 · 2011

  • Brokerage Firms' Liability When They Fail to Warn About Bad Brokers

    PLI Securities Arbitration, Vol. 1 at 437 · August 2009

  • Non-Customer 'Customers' and Compulsory NASD Arbitration

    PLI Securities Arbitration, Vol. 1 at 601 · August 2002

Practice primers

Mr. Silver has written a securities arbitration primer and an SEC whistleblower primer. Both have been published and are used by other practitioners working in these areas.

Speaking

He speaks regularly at law schools, legal conventions, and industry events, and is a frequent commentator in the financial press on investor-protection issues.

In the news

  • Dad's Ponzi Scheme Costs Son Former BD $2.7 Million in FINRA Arbitration

    InvestmentNews · June 11, 2026

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